New options introduce safe AI-powered automation designed to streamline compliance workflows for RIAs and broker-dealers
Smartria, a number one cloud-based compliance administration platform for RIAs, broker-dealers, and compliance consultants, introduced the launch of its first AI-powered options, SmartReview and SmartAssist, marking the following step within the agency’s growth into safe and accountable synthetic intelligence.
Each options at the moment are out there inside the Smartria platform and will likely be demonstrated on the Future Proof Citywide convention in Miami Seaside from March 8–11, 2026, giving attendees the possibility to see them in motion on the agency’s sales space #503 within the AI Playground.
SmartReview is an AI-powered advertising evaluate assistant that allows staff to pre-screen content material for potential compliance points earlier than submitting it for approval. By filtering out content material that isn’t but prepared for evaluate, the device helps advertising and compliance groups cut back bottlenecks and focus their time on higher-quality submissions.
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SmartAssist is an AI-powered compliance chatbot that enables customers to ask questions on SEC and FINRA guidelines in plain language and obtain clear, sensible solutions. The characteristic is designed to assist staff higher perceive regulatory necessities whereas supporting compliance groups with quicker entry to data.
Each Smartria instruments are powered by hyper-trained massive language fashions constructed to respect the privateness and confidentiality of buyer information. Present variations can be found at no extra value to current prospects, and new purchasers who join can entry them totally free by way of the second quarter of 2026.
“These are the primary of a number of AI options we’re introducing as a part of our long-term product roadmap,” mentioned Patrick Hunt, chief government officer of Smartria. “Our focus is on delivering sensible instruments that enhance effectivity whereas sustaining the safety and belief our prospects count on.”
Clayton Webster, PhD, Smartria’s Head of AI and Engineering, added: “We designed these options to carry mathematically grounded AI into on a regular basis compliance workflows in a method that’s each intuitive and accountable. Our objective is to make complicated regulatory data extra accessible whereas serving to groups transfer quicker with better accuracy and confidence.”
Smartria will provide stay demonstrations of SmartReview, SmartAssist, and upcoming AI improvements at its sales space within the AI Playground at Future Proof Citywide. Hunt and Webster will each be in attendance and out there for conferences. Convention attendees are invited to cease by the sales space or schedule time to attach. Hunt can be a speaker at Future Proof Citywide, serving on a panel about AI and regulatory compliance. Seek the advice of the occasion agenda for extra data.
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